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社名非公開

大手銀行でのマーケティングプロモーション担当

企業名

非公開

仕事内容

当行において、デジタルマーケティングの実務(WEB広告進行・管理、広告素材の作成など)のを担当いただきます。業務領域は多岐に渡ることと市場・競合変化も激しいため、自主的にスピーディーに動いていくことが求められます。 【主な担当業務】 ・認知/クロージング別のWEB広告を代理店と協業しながら、進行/管理 ・販促LPや広告バナーなどのWEB広告素材、メール原稿の作成 ・SNS施策などアーンドメディアの企画立案と実行 ・WEB広告効果トラッキングを行い、広告予算を管理しながら、効果改善の打ち手出しと実行 ・目標達成のために社内外のステークホルダーとの連携が必要なため、密な交渉/調整の実施 ・チームメンバーのスキル向上に貢献し、リーダーシップと専門知識の共有 銀行業界のマーケティングでは、法令などの制約事項等が他企業に比較して多いですが、当組織はその中でも、最大限に業績に貢献すべく関係者を巻き込んで最善の方法を模索しています。 当組織のマーケティング活動は幅広く、広告出稿・キャンペーンの設計やDMの施策、会員制プログラム企画など幅広い手法を用いた施策や、銀行分野だけではなく証券や信託分野と連携したダイナミックな活動に関与することが可能です。

想定年収

700万円〜1400万円

社名非公開

プライム上場日系大手IT系私募ファンド_コンプライアンス担当

企業名

非公開

仕事内容

不動産アセットマネジメント会社におけるコンプライアンス全般業務・DX推進 ■コンプライアンス態勢の整備・運営 以下のコンプライアンス関連業務のうち、ご経験に応じた業務を行っていただきます。 ・コンプライアンス遵守状況の検証・提案、変更等 ・コンプライアンス違反案件の内容確認・調査と対応指導 ・コンプライアンス・プログラムの策定・遂行 ・社内規程等の体系の検証・提案 ・役職員へのコンプライアンス教育 ・各種統括業務(リスク管理・自己点検・信用調査等) ・情報システム及び情報セキュリティ管理 ・法人関係情報の管理 ・広告等審査 ・監督官庁対応 ・AML/CFT推進 ・FATCA対応 ・コンプライアンス委員会の運営 ・従業員等からの問合せ、告発等への対応 ■AI・ITソリューションなど最先端技術を駆使した業務の高度化・DX推進 『10年後の当たり前』、『リアルビジネスを内包した実務有用性の高いテクノロジー』というキーワードを基に、グループ内のAIコンサルタントやデータサイエンティスト、エンジニアと内容を確認しながら、コンプライアンス業務の高度化・DX推進を行っていただきます。

想定年収

600万円〜1500万円

社名非公開

シニア コンプライアンス オフィサー

企業名

非公開

仕事内容

Job Purpose (Job Summary): Reporting directly to the Head of Compliance, Japan, the incumbent is responsible to assist the Head of Compliance, Japan to manage and oversee the compliance function in Japan to deliver professional and high quality compliance support and advice to the business; to support businesses compliance with all applicable regulations and internal compliance standards; to support compliance-related matters of the Japan office as assigned by the Head of Compliance, Japan; and to liaise with colleagues in Japan, the Asia Pacific region as well as other Group offices on compliance-related matters while maintaining a high level of independence. Key Responsibilities / Duties: • Provide compliance advice and support to the ongoing operations and future business development in Japan ensuring adherence to the latest rules, regulations, and regulatory expectations. • Liaise with regulators in Japan, such as the Financial Services Agency of Japan (JFSA), to ensure compliance with statutory rules and regulations and handle regulatory requests, inquiries, filings/reports, notifications, and onsite examinations. • Monitor regulatory changes applicable to the Japan business and provide timely advice. • Review sales and marketing materials, documents and external communication to ensure adherence to applicable statutory rules and regulations and industry best practice. • Maintain and update Compliance Manual and relevant compliance policies and procedures to ensure business operations and practice are consistent with the latest local regulatory requirements and Group policies. • Oversee licensing matters, compliance monitoring program and tasks delegated to the Group’s Compliance support teams. • Provide compliance advice/input on complaints, operational errors, incidents, breaches, and corresponding risk-mitigating actions to prevent re-occurrence. • Provide compliance advice/input on internal and external due diligence requests, and requests for proposal (RFP). • Review Regulatory Reports including Substantial Shareholders Reports. • Handle requests from internal and external audits. • Conduct regular risk assessments to identify potential compliance risks and develop strategies to mitigate them. • Design and deliver compliance training programs to ensure that all employees are aware of their compliance obligations. • Provide support to the Head of Compliance, Japan to maintain an effective compliance framework and promote a strong compliance culture. • Participate in local, regional and/or global compliance initiatives, projects and other ad-hoc compliance duties as assigned.

想定年収

1500万円〜2000万円

ホールセラー

企業名

米兼資産運用会社

仕事内容

 Visits branch offices throughout Japan to conduct study sessions and seminars.  Do cold calls to branch offices to grow/retain the AUM for our funds.  Develop strong relationships with branch managers and FAs.  Collaborates with RMs by sharing information in the branch and helping RMs obtain new mandates.

想定年収

1200万円〜1500万円

社名非公開

金法営業、VP

企業名

非公開

仕事内容

Your Impact: The primary responsibilities are to foster/strengthen existing client relationships and develop new business for financial institutions. You translate client objectives and constraints into portfolio guidelines, monitors account activity for consistency with guidelines, educates clients about a broad set of products to promote cross sell. •Provide day to day client service to existing Financial Institutional clients •Introducing our capabilities including our Fixed Income, Jennison, PAA to company’s clients and prospect to search cross selling/new business opportunities •Closely co-work with colleague in other departments in Japan and oversea and coordinate smooth communication

想定年収

2500万円〜3000万円

社名非公開

オペレーション・マネージャー/アソシエイト・マネージャー

企業名

非公開

仕事内容

Key responsibilities: •Handling daily trade activities, cashflows, corporate actions, class actions, fail, OD claims, and various charges in a timely and accurate manner. •Booking the above activities, NAV calculation •Cash/position reconciliation •Communication with Trust Banks, Global Custodians, Brokers and offshore/onshore investment managers. •Projects to align with new regulations, improve operational workflows and add efficiency. •Analyzing issues and coming up with tactical and strategic solutions. •Responding to various inquiries from internal and/or external parties to provide answers / solutions. •Collaboration with other teams including Reporting, Investment, Sales, Product, Technology. •Communication and discussion with offices in US/London to resolve issues and enhance controls and/or quality.

想定年収

1150万円〜1350万円

社名非公開

投信営業部 クライアント・リレーションシップ・マネージャー

企業名

非公開

仕事内容

【担当業務】 主に個人投資家向けとなる運用戦略の販売会社及び国内投信委託会社への新規提案活動、既存ファンドの残高拡大・維持のための営業推進活動を通じて、当社の中長期での成長と運用資産残高の拡大に貢献して頂きます。 以下が担当業務です。 販売会社向け投信営業 国内投信委託会社向け投信営業

想定年収

800万円〜1300万円

社名非公開

Head of Client Reporting

企業名

非公開

仕事内容

 Team Leadership: Supervise a team of 5 institutional reporting staff and 2 ITM reporting staff, ensuring effective team management and maintenance.  Process Oversight: Monitor and continuously review the report production process, including offshored and outsourced processes.  Project Involvement: Lead and participate in client reporting projects at local, regional, and global levels.  Issue Resolution: Address and resolve issues related to the team, staff, and reports, and report to the management team.  Capability Assessment: Regularly evaluate the team's capability and capacity to meet both strategic and business-as-usual needs.  Stakeholder Communication: Maintain effective communication with local stakeholders (Sales, Investment, Products, IT) and overseas client reporting and IT teams.  Strategic Planning: Develop strategies to establish a best-in-class reporting team and upgrade the reporting platform.

想定年収

2000万円〜2500万円

社名非公開

Legal & Compliance Officer, AVP/VP

企業名

非公開

仕事内容

1. Marketing material and documents reviews 2. Registration / reporting to the financial regulators and associations (JITA, JIAA, JSDA and Type II Association). 3. Review/create/update internal rules and policies. 4. Communicate with overseas colleagues (Legal & Compliance as well as other divisions such as business and investment team). 5. Review contracts (ITM fund trust deeds, IMAs, general contracts) 6. Review investment guidelines 7. Provide employees with compliance training and guidance on regulatory and policy requirements. 8. Handle asset management general compliance matters 9. Handle incidents and risk management related matters

想定年収

1600万円〜2000万円

社名非公開

インベストメント・コンプライアンス/アソシエイト・マネージャー

企業名

非公開

仕事内容

• Monitoring pre and post trade compliance with various regulations, guidelines and policies to detect breaches or potential breaches thereof, • Coding such regulations, guidelines and policies in monitoring tools (Aladdin), • Joining ad hoc firm-wide project relating to investment compliance, • Miscellaneous compliance reporting and monitoring.

想定年収

1100万円〜1400万円

Case

転職成功事例